RoHS in plain terms
The RoHS Directive, formally Directive 2011/65/EU on the restriction of the use of certain hazardous substances in electrical and electronic equipment, lays down rules on the restriction of hazardous substances in electrical and electronic equipment (EEE) to protect human health and the environment, including the environmentally sound recovery and disposal of waste EEE (Art. 1). Its single operative rule is that equipment placed on the market, including cables and spare parts for its repair, reuse, updating or upgrading, must not contain the Annex II substances above the maximum concentration in homogeneous materials (Art. 4(1) and (2)), unless an Annex III or IV exemption covers the application (Art. 4(6)).
The 2011 text is a recast of Directive 2002/95/EC aligned with the New Legislative Framework: it added CE marking, the EU declaration of conformity and the economic operator duties, and it opened the scope in stages to medical devices, monitoring and control instruments and finally, from 22 July 2019, to all other equipment. As a directive it works through national law, which Member States had to adopt by 2 January 2013 (Art. 25).
Official text Read the directive on EUR-Lex: Directive 2011/65/EU (CELEX 32011L0065), or the consolidated text of 1 July 2026 that incorporates the 88 amending acts, including the current Annex III and IV exemptions.
Scope
Electrical and electronic equipment is equipment that depends on electric currents or electromagnetic fields to fulfil at least one intended function, or that generates, transfers or measures such currents and fields, designed for use with a voltage rating not exceeding 1 000 V AC or 1 500 V DC (Art. 3(1) and (2)). Annex I sorts it into eleven categories: large and small household appliances, IT and telecommunications equipment, consumer equipment, lighting, tools, toys, leisure and sports equipment, medical devices, monitoring and control instruments including industrial ones, automatic dispensers and, since 22 July 2019, all other EEE not covered by the first ten (Annex I and Art. 4(3)). Cables below 250 V connecting equipment and spare parts are covered with the equipment they serve (Art. 3(5) and Art. 4(1)).
Article 2(4) excludes equipment for the essential security interests of Member States, equipment designed to be sent into space, equipment specifically designed to be installed as part of excluded or out-of-scope equipment, large-scale stationary industrial tools, large-scale fixed installations, means of transport other than non-type-approved electric two-wheelers, non-road mobile machinery for professional use, active implantable medical devices, professionally installed photovoltaic panels, business-to-business research and development equipment and pipe organs. The directive applies without prejudice to safety, health and chemicals legislation, in particular REACH, and to waste legislation (Art. 2(3)).
The duties fall on the economic operators: manufacturer, authorised representative, importer and distributor (Art. 3(10)). A manufacturer is whoever manufactures EEE or has it designed or manufactured and markets it under his own name or trademark (Art. 3(6)), and an importer or distributor that sells under its own brand or modifies equipment in a way that may affect compliance takes on the manufacturer’s obligations (Art. 11).
The 10 restricted substances and their limits
Annex II lists lead, mercury, hexavalent chromium, polybrominated biphenyls (PBB), polybrominated diphenyl ethers (PBDE), bis(2-ethylhexyl) phthalate (DEHP), butyl benzyl phthalate (BBP), dibutyl phthalate (DBP) and diisobutyl phthalate (DIBP) at a maximum of 0,1 % by weight, and cadmium at 0,01 %, in each homogeneous material. A homogeneous material is one material of uniform composition throughout, or a combination of materials that cannot be disjointed or separated by mechanical actions such as unscrewing, cutting, crushing, grinding and abrasion (Art. 3(20)), so a solder joint, a coating or a plastic housing is each assessed on its own. The four phthalates were added by Delegated Directive (EU) 2015/863 and apply from 22 July 2019, and from 22 July 2021 for medical devices and monitoring and control instruments; DEHP, BBP and DBP in toys remain regulated by REACH entry 51 (Annex II).
The restriction reached medical devices and monitoring and control instruments on 22 July 2014, in vitro diagnostic devices on 22 July 2016, industrial monitoring and control instruments on 22 July 2017 and all other equipment on 22 July 2019 (Art. 4(3)). Cables and spare parts for equipment placed on the market before those dates, or before an exemption it relied on expired, stay exempt (Art. 4(4)), and reused spare parts recovered from such equipment may circulate in auditable closed-loop business-to-business return systems, with the reuse notified to the consumer, within the windows of Article 4(5), the last of which closes on 22 July 2029. The Commission must consider reviewing Annex II periodically, using the criteria of Article 6, and from 13 August 2027 at least every four years on the basis of restriction dossiers prepared by the European Chemicals Agency or a Member State (Art. 6 as amended by Directive (EU) 2025/2456).
Exemptions
Annex III lists exemptions for all categories and Annex IV exemptions specific to medical devices and monitoring and control instruments. The Commission adds or deletes entries by delegated act where elimination or substitution through design or material changes is scientifically or technically impracticable, the reliability of substitutes is not ensured, or the total negative impacts of substitution are likely to outweigh the benefits, taking account of the availability of substitutes, socioeconomic impact and innovation (Art. 5(1)). Exemptions are valid for up to five years for categories 1 to 7, 10 and 11 and up to seven years for categories 8 and 9, and may be renewed; an application for renewal made at least 18 months before expiry keeps the exemption valid until the Commission decides, and a rejected renewal or revocation takes effect 12 to 18 months after the decision (Art. 5(2), (5) and (6)). Applications follow Annex V and may be made by a manufacturer, its authorised representative or any economic operator in the supply chain.
The consolidated text of 1 July 2026 incorporates 88 amending acts, all but Directive (EU) 2017/2102 being Commission delegated directives adjusting the annexes. The most recent, Delegated Directives (EU) 2025/1802, 2025/2363 and 2025/2364 of 8 September 2025, renewed the lead exemptions for high-melting-temperature solders (point 7(a)), glass or ceramic components (point 7(c)) and lead as an alloying element in steel, aluminium and copper (points 6(a) to 6(c)) in narrowed sub-entries that apply from 1 July 2026 and expire between 11 December 2026 and 31 December 2027. From 13 August 2027, Directive (EU) 2025/2456 moves the handling of applications to the European Chemicals Agency: it checks completeness, consults the public and obtains opinions from its Committee for Socioeconomic Analysis and, where relevant, its Committee for Risk Assessment within 12 months, after which the Commission decides within 9 months.
How RoHS compliance is demonstrated
No notified body is involved. The manufacturer designs and manufactures to Article 4, draws up the technical documentation and carries out internal production control in line with Module A of Annex II to Decision No 768/2008/EC, then draws up the EU declaration of conformity per Annex VI and affixes the CE marking to the finished equipment (Art. 7(a) to (c), Art. 13 and Art. 15). Where other Union legislation requires a conformity assessment at least as stringent, RoHS compliance may be demonstrated within that procedure with a single technical documentation (Art. 7(c) and Art. 13(2)). Equipment bearing the CE marking is presumed compliant in the absence of evidence to the contrary, and materials, components and equipment tested or assessed in accordance with harmonised standards published in the Official Journal are presumed to comply (Art. 16). Documentation and the declaration are kept for 10 years (Art. 7(d)).
Manufacturers also keep series production in conformity, keep a register of non-conforming equipment and recalls and inform distributors, mark the equipment with an identifier and their name and address, take corrective action and inform the authorities when equipment does not conform, and cooperate on request (Art. 7(e) to (j)). Authorised representatives act under a mandate that must at least cover keeping the documents and cooperating with authorities (Art. 8). Importers place only compliant equipment on the market, verify the manufacturer’s work, add their own name and address, keep a register of non-compliant equipment and recalls, take corrective action and keep the declaration for 10 years (Art. 9). Distributors verify the CE marking, documents and markings before making equipment available and see that corrective action is taken (Art. 10). Every operator identifies its suppliers and customers for 10 years (Art. 12).
How RoHS relates to REACH and WEEE
RoHS applies without prejudice to REACH, Regulation (EC) No 1907/2006, and the review of Annex II must stay coherent with REACH and take account of its Annexes XIV and XVII (Art. 2(3) and Art. 6(1)). The two regimes overlap where the same substance is restricted under both, which is why the phthalate restriction for toys is left to REACH entry 51 (Annex II). The directive complements the WEEE rules on the collection and treatment of waste equipment by keeping the restricted substances out of the products in the first place, and applications for exemptions must address the preparation for reuse and recycling of waste EEE (Art. 1 and Annex V, point (e)).
Enforcement and consequences
Market surveillance follows Regulation (EU) 2019/1020, which replaced the Articles 15 to 29 of Regulation (EC) No 765/2008 that Article 18 of the directive cites, including controls on equipment entering the Union market. Manufacturers, importers and distributors that consider or have reason to believe that equipment does not conform must immediately bring it into conformity, withdraw or recall it and inform the competent authorities of the Member States concerned (Art. 7(i), Art. 9(f) and Art. 10(c)). Member States lay down effective, proportionate and dissuasive penalties for infringements of their transposing provisions, notified to the Commission by 2 January 2013 (Art. 23), and must penalise improper use of the CE marking, with criminal sanctions possible for serious infringements (Art. 15(3)). In Denmark, the directive is implemented by the RoHS executive order, Miljøstyrelsen’s chemicals inspection supervises the rules, and importing or selling non-compliant equipment is prohibited.
How Conphora helps
Conphora monitors the RoHS Directive and every delegated directive that adds, renews or closes an exemption, maps your products and their homogeneous materials against the Annex II limits and the exemptions you rely on, and flags expiring exemptions in time for substitution or a renewal application. The platform helps you build and keep the technical documentation, the EU declaration of conformity and the 10-year records, and alerts you when a substance review or the hand-over to the European Chemicals Agency changes what you must do.
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Sources
- Directive 2011/65/EU on the restriction of hazardous substances in electrical and electronic equipment, consolidated text of 1 July 2026 (EUR-Lex)
- Directive 2011/65/EU as published in OJ L 174, 1 July 2011 (EUR-Lex)
- Document information, dates and relationships for CELEX 32011L0065 (EUR-Lex)
- Commission Delegated Directive (EU) 2015/863 adding four phthalates to Annex II (EUR-Lex)
- Directive (EU) 2017/2102 amending Directive 2011/65/EU on scope, spare parts and exemption periods (EUR-Lex)
- Commission Delegated Directive (EU) 2025/1802 on lead in high melting temperature solders (EUR-Lex)
- Commission Delegated Directive (EU) 2025/2363 on lead in glass or ceramic components (EUR-Lex)
- Commission Delegated Directive (EU) 2025/2364 on lead as an alloying element in steel, aluminium and copper (EUR-Lex)
- Directive (EU) 2025/2456 reattributing scientific and technical tasks to the European Chemicals Agency (EUR-Lex)
- Regulation (EC) No 765/2008 on accreditation and market surveillance (EUR-Lex)
- RoHS Directive (European Commission, DG Environment)
- Faktaark: Elektrisk og elektronisk udstyr, RoHS-bekendtgørelsen (Miljøstyrelsen)
This guide is for general information and is not legal advice.